WASHINGTON, August 27, 2026 — The U.S. Securities and Exchange Commission charged 38 entities over alleged material misrepresentations in Forms ADV filed between 2025 and 2026, accusing them of using the filings to falsely portray themselves as legitimate advisory firms to U.S. investors.
WASHINGTON, April 7, 2026 — The U.S. Securities and Exchange Commission said it made a “necessary course correction” in its approach to enforcing federal securities laws as they apply to crypto assets, as it released its fiscal year 2025 enforcement results on Tuesday, according to a press release.
MADRID, February 11, 2026 — The International Organization of Securities Commissions (IOSCO) announced the start of a worldwide initiative to raise awareness about relationship investment scams and the harm they can cause to investors, according to a media release dated Feb. 11.
