WASHINGTON, August 27, 2026 — The U.S. Securities and Exchange Commission charged 38 entities over alleged material misrepresentations in Forms ADV filed between 2025 and 2026, accusing them of using the filings to falsely portray themselves as legitimate advisory firms to U.S. investors.
WASHINGTON, May 19, 2026 — The U.S. Commodity Futures Trading Commission on Tuesday issued a new enforcement cooperation policy establishing formal standards for voluntary self-reporting, cooperation credit, remediation and potential declinations in enforcement matters.
WASHINGTON, May 6, 2026 — The Commodity Futures Trading Commission said Wednesday it ordered Sidney Lebental, a trader who resided in New York, to pay a $200,000 civil monetary penalty and imposed a one-month trading ban to resolve spoofing charges tied to Treasury futures trading, according to a statement.
LONDON, May 1, 2026 — The Financial Conduct Authority said Friday that three individuals have been arrested as part of an investigation into suspected unlawful financial promotions, according to a statement.
WASHINGTON, April 9, 2026 — The Commodity Futures Trading Commission said it has filed a motion in federal court seeking a preliminary injunction and temporary restraining order to halt the state of Arizona’s efforts to apply criminal and gambling laws to CFTC-regulated prediction markets, according to a press release.
WASHINGTON, April 7, 2026 — The U.S. Securities and Exchange Commission said it made a “necessary course correction” in its approach to enforcing federal securities laws as they apply to crypto assets, as it released its fiscal year 2025 enforcement results on Tuesday, according to a press release.
WASHINGTON, April 2, 2026 — The Commodity Futures Trading Commission said the U.S. District Court for the Southern District of New York has granted its motion for summary judgment against James R.
WASHINGTON, April 1, 2026 — The Commodity Futures Trading Commission said a U.S. federal court has entered a supplemental consent order against Nishad Singh, and, together with a prior order, resolves the agency’s enforcement action against the former head of engineering at FTX, according to a CFTC press release.
WASHINGTON, March 30, 2026 — The Commodity Futures Trading Commission said a U.S. federal court has entered a consent order against Peken Global Limited, a company associated with the operation of the KuCoin exchange, for allowing U.S. participants to access its trading system without registering as a foreign board of trade, according to a CFTC press release.
WASHINGTON, March 2, 2026 — Commodity Futures Trading Commission Chairman Michael S. Selig said former federal prosecutor David I.
