Regulatory document representing a public policy submission

SEC Issues Order on Nasdaq BX Options Listing Proposal Involving Crypto Assets

The U.S. Securities and Exchange Commission (SEC) has issued an order relating to a proposed rule change filed by Nasdaq BX, Inc. concerning its options listing standards and the treatment of certain instruments referencing “crypto assets.” The SEC’s order was published under Release No. 34-104647 and addresses a filing submitted pursuant to Section 19(b)(3)(A) of the Securities Exchange Act and Rule 19b-4.

United States Capitol building in Washington, D.C.

SEC Crypto Task Force Posts New Industry Submissions on Wallet Providers and Broker-Dealer Rules

The U.S. Securities and Exchange Commission’s Crypto Task Force has published a new set of industry submissions outlining views on how existing securities regulations should apply to digital asset activities, according to materials posted to the agency’s public docket on January 15.