SEC publishes ETF and fund merger data

SEC Publishes New Data on ETFs, Fund Mergers and Market Participants

The U.S. Securities and Exchange Commission has published new datasets and staff analyses examining developments across the U.S. investment fund landscape, including the growth of active exchange-traded funds, fee outcomes following fund mergers, and updated statistics covering several categories of regulated market participants.

Regulatory research document with abstract data visualization

SEC Data Highlights Growth in Active ETFs and Fee Trends Following Fund Mergers

The U.S. Securities and Exchange Commission has published new datasets and staff analyses examining developments across the U.S. investment fund landscape, including the rapid growth of active exchange-traded funds, fee outcomes following fund mergers, and updated statistics covering several categories of regulated market participants.

Regulatory document representing a public policy submission

SEC Issues Order on Nasdaq BX Options Listing Proposal Involving Crypto Assets

The U.S. Securities and Exchange Commission (SEC) has issued an order relating to a proposed rule change filed by Nasdaq BX, Inc. concerning its options listing standards and the treatment of certain instruments referencing “crypto assets.” The SEC’s order was published under Release No. 34-104647 and addresses a filing submitted pursuant to Section 19(b)(3)(A) of the Securities Exchange Act and Rule 19b-4.