Australia digital-asset law reform roadmap under ASIC framework

ASIC Sets Roadmap for Australia’s Digital-Asset Regime Before 2027 Start

April 23, 2026 94

SYDNEY, April 20, 2026 — The Australian Securities and Investments Commission on April 20 published a roadmap outlining how it plans to implement legislation that will bring digital asset platforms and tokenised custody platforms under Australia’s financial services licensing regime from April 2027.

Magnifying glass highlighting P2P crypto trading amid FCA crackdown in the UK

UK FCA Leads First Crackdown on Illegal Peer-to-Peer Crypto Trading

April 22, 2026 79

LONDON, April 22, 2026 — The UK Financial Conduct Authority said it carried out its first operation with partners to disrupt illegal peer-to-peer crypto trading across multiple London locations, targeting eight premises suspected of operating without the required registration, according to a statement published Wednesday.

FCA expands AI live testing program for financial firms

FCA Selects Eight Firms for Second AI Live Testing Cohort

April 21, 2026 86

LONDON, April 21, 2026 — The UK Financial Conduct Authority said eight firms, including Barclays, Experian, Lloyds Banking Group and UBS, have been selected for the second cohort of its AI Live Testing programme, which is intended to support the safe and responsible deployment of artificial intelligence in financial services, according to a statement published Tuesday.

U.S. Treasury building graphic for SEC and CFTC cross-margining approval story

SEC and CFTC Approve Customer Cross-Margining Expansion in U.S. Treasury Market

April 16, 2026 100

WASHINGTON, April 15, 2026 — The U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission approved coordinated exemptive relief to expand customer cross-margining in the U.S. Treasury market, allowing certain eligible intermediaries to offer customer cross-margining with margin offsets across cleared cash Treasury positions and Treasury futures.

ESMA document on MiCA compliance table and suitability rules

ESMA Publishes MiCA Compliance Table for Suitability and Portfolio Management Rules

April 15, 2026 80

PARIS, April 15, 2026 — The European Securities and Markets Authority published a compliance table showing which national competent authorities comply, or intend to comply, with its MiCA guidelines on suitability requirements and periodic statements for crypto-asset portfolio management activities.

SEC headquarters building in Washington, D.C.

SEC Staff Outlines Conditions for Certain Crypto Securities Interfaces to Avoid Broker-Dealer Registration

April 14, 2026 87

WASHINGTON, April 13, 2026 — The staff of the U.S. Securities and Exchange Commission’s Division of Trading and Markets said certain providers of user interfaces used to prepare transactions in crypto asset securities could create, offer, or operate those interfaces without registering as broker-dealers, provided they satisfy a detailed set of conditions.

CFTC headquarters amid Arizona event market court dispute

Federal Court Temporarily Blocks Arizona Enforcement Against CFTC-Regulated Event Markets

April 11, 2026 89

WASHINGTON, April 10, 2026 — A federal court in Arizona granted a temporary restraining order requested by the Commodity Futures Trading Commission barring the state from continuing criminal enforcement proceedings against CFTC-regulated designated contract markets, according to a CFTC press release.