U.S. Treasury building graphic for SEC and CFTC cross-margining approval story

SEC and CFTC Approve Customer Cross-Margining Expansion in U.S. Treasury Market

April 16, 2026 65

WASHINGTON, April 15, 2026 — The U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission approved coordinated exemptive relief to expand customer cross-margining in the U.S. Treasury market, allowing certain eligible intermediaries to offer customer cross-margining with margin offsets across cleared cash Treasury positions and Treasury futures.

ESMA document on MiCA compliance table and suitability rules

ESMA Publishes MiCA Compliance Table for Suitability and Portfolio Management Rules

April 15, 2026 50

PARIS, April 15, 2026 — The European Securities and Markets Authority published a compliance table showing which national competent authorities comply, or intend to comply, with its MiCA guidelines on suitability requirements and periodic statements for crypto-asset portfolio management activities.

SEC headquarters building in Washington, D.C.

SEC Staff Outlines Conditions for Certain Crypto Securities Interfaces to Avoid Broker-Dealer Registration

April 14, 2026 49

WASHINGTON, April 13, 2026 — The staff of the U.S. Securities and Exchange Commission’s Division of Trading and Markets said certain providers of user interfaces used to prepare transactions in crypto asset securities could create, offer, or operate those interfaces without registering as broker-dealers, provided they satisfy a detailed set of conditions.

CFTC headquarters amid Arizona event market court dispute

Federal Court Temporarily Blocks Arizona Enforcement Against CFTC-Regulated Event Markets

April 11, 2026 59

WASHINGTON, April 10, 2026 — A federal court in Arizona granted a temporary restraining order requested by the Commodity Futures Trading Commission barring the state from continuing criminal enforcement proceedings against CFTC-regulated designated contract markets, according to a CFTC press release.

CFTC seeks injunction to block Arizona enforcement against prediction markets

CFTC Seeks Injunction to Halt Arizona Enforcement Against Prediction Markets

April 9, 2026 57

WASHINGTON, April 9, 2026 — The Commodity Futures Trading Commission said it has filed a motion in federal court seeking a preliminary injunction and temporary restraining order to halt the state of Arizona’s efforts to apply criminal and gambling laws to CFTC-regulated prediction markets, according to a press release.